Overview

Risk management today goes beyond simply ticking compliance boxes. With markets evolving rapidly and cyber threats on the rise, you need a comprehensive approach that protects your financial assets, maintains operational continuity, and preserves stakeholder trust. Our Risk Advisory & Internal Controls services go beyond detection and prevention; we help you integrate a risk-aware mindset into every layer of your organization.

Drawing from global best practices like COSO and ISO 31000, we design frameworks to evaluate, manage, and mitigate risks—be they strategic, operational, regulatory, or cyber. We also implement internal controls that not only reduce fraud and financial misstatements but also streamline processes, driving greater efficiency in your day-to-day operations.

Risk Advisory & Internal Controls

What We Do

Enterprise Risk Assessments

Holistic Risk Identification / Prioritization & Appetite Alignment / Actionable Risk Register

Holistic Risk Identification

We catalog a full spectrum of risks, including financial, operational, cybersecurity, reputational, and compliance threats.

Prioritization & Appetite Alignment

Our team rates these risks by likelihood and impact, aligning them with your risk appetite and corporate objectives.

Actionable Risk Register

We create a risk register that assigns responsibilities, timelines, and mitigation strategies, ensuring you have a living document to guide decision-making.

Value to You

Gain a 360-degree view of your organization’s exposure.

Focus on high-impact risks first, optimizing resource allocation.

Maintain a dynamic, updateable framework that evolves with your business.

Internal Controls Design & Testing

Controls Architecture / Effectiveness Evaluation / Scalability & Reliability

Controls Architecture

We design controls frameworks aligned with COSO or other industry standards, integrating seamlessly with your existing workflows.

Effectiveness Evaluation

Our experts conduct regular control testing to measure effectiveness, uncovering gaps and recommending improvements.

Scalability & Reliability

As you grow, we ensure your controls remain robust—maintaining reliability even when transaction volumes surge.

Value to You

Prevent financial misstatements, data breaches, and compliance violations.

Foster a culture of accountability and transparency throughout your operations.

Adapt quickly to market expansion, M&A activities, or new regulatory requirements.

Fraud Prevention & Detection

Whistleblower Systems & Hotlines / Real-Time Monitoring / Forensic Investigations

Whistleblower Systems & Hotlines

We establish secure mechanisms that encourage internal reporting of suspicious activity without fear of retaliation.

Real-Time Monitoring

Using advanced analytics and transaction-level monitoring, we detect unusual patterns that may indicate fraud or misuse.

Forensic Investigations

If fraud is suspected, our certified professionals investigate thoroughly, preserving evidence for possible legal action.

Value to You

Reduce financial losses and reputational damage tied to fraud incidents.

Create a transparent culture where employees feel empowered to report concerns.

Gather legally defensible documentation should legal or regulatory intervention be necessary.

Regulatory Compliance Programs

Industry-Specific Expertise / Roadmaps & Tracking / Ongoing Reviews

Industry-Specific Expertise

From SOX to HIPAA and GDPR, we tailor compliance programs to meet local and global regulations relevant to your sector.

Roadmaps & Tracking

We outline clear compliance roadmaps, document processes, and measure your progress at regular intervals.

Ongoing Reviews

Our team conducts periodic assessments to ensure your programs remain current amid evolving regulatory landscapes.

Value to You

Avoid hefty penalties and legal complications from non-compliance.

Demonstrate to clients, investors, and regulators that you take compliance seriously.

Streamline operations with well-documented processes that also reduce internal confusion.

Why It Matters

Robust risk management and internal controls aren’t just about stopping bad things from happening — they’re also about enabling good things to happen more smoothly.

By shoring up your defenses, you create an environment where innovation thrives, investors trust, and customers remain loyal.

In an era where brand reputation can be made or broken overnight, a structured risk advisory program is a strategic advantage that future-proofs your business.

Contact us

Schedule an introduction call with Jeffrey Bowley, CPA

Get in Touch