Overview

While external audits focus on the accuracy of your published financial statements, internal audits delve deeper into the day-to-day mechanisms that fuel your organization’s performance and risk management. Our Internal Audit & Controls Assurance service takes a holistic approach, evaluating whether your processes, policies, and controls are not only compliant but also efficient, scalable, and aligned with your strategic vision.

In short, we help you identify weaknesses, optimize processes, and embed a culture of accountability at every level. By proactively monitoring and refining these processes, you can prevent financial surprises, reduce fraud risk, and maintain operational resilience—all while driving continuous improvement and stakeholder confidence.

Internal Audit & Controls Assurance

What We Do

Internal Audit Outsourcing & Co-Sourcing

Flexible Engagement Models

Choose between full outsourcing (where we serve as your internal audit function) or co-sourcing (where we support your existing internal audit team).

Customized Audit Plans

We develop annual plans based on your risk profile, strategic objectives, and industry best practices—ensuring no critical areas go unchecked.

Audit Opinion & Compliance

Our unbiased perspective helps you uncover process gaps and control deficiencies without the conflict of internal politics or resource constraints.

Benefits

Gain immediate access to specialized expertise in risk, finance, and technology.

Scale resources up or down as your needs change.

Ensure thorough, impartial reviews that accelerate corrective action.

Controls Testing & Optimization

Controls Mapping / Design & Operational Effectiveness Testing / Actionable Enhancements

Controls Mapping

We document key processes (e.g., procure-to-pay, order-to-cash) to see where and how controls are implemented.

Design & Operational Effectiveness Testing

By simulating transactions and testing controls, we identify weaknesses that could lead to fraud, errors, or compliance violations.

Actionable Enhancements

When we spot control gaps or redundant steps, we recommend improvements—often boosting productivity and reducing costs in the process.

Benefits

Protect financial data from errors and manipulation.

Minimize compliance risks and potential reputational damage.

Discover opportunities to streamline workflows and reduce manual tasks.

SOX 404 Readiness

Gap Analysis & Documentation / Testing & Remediation / Seamless Collaboration

Gap Analysis & Documentation

Sarbanes-Oxley compliance demands thorough documentation of your internal control environment. We evaluate existing controls, identify high-risk areas, and fine-tune processes.

Testing & Remediation

Our team tests key controls to ensure they function as intended, then guides remediation efforts where control deficiencies exist.

Seamless Collaboration

We work closely with your external auditors, providing consistent documentation to avoid duplication and streamline the audit.

Benefits

Gain confidence in meeting strict SOX 404 standards.

Present a robust control environment to regulators, investors, and analysts.

Reduce last-minute scrambling and potential audit fees due to incomplete documentation.

Continuous Monitoring & Data Analytics

Real-Time Dashboards / Advanced Data Analysis / Proactive Risk Management

Real-Time Dashboards

We deploy dashboards and exception reporting tools to flag anomalies in procurement, sales, or financial reconciliations.

Advanced Data Analysis

By applying predictive algorithms and trend analysis to large data sets, we detect potential issues—like inventory shrinkage or payment anomalies—before they escalate.

Proactive Risk Management

Early detection of red flags allows you to course-correct quickly, preventing minor oversights from becoming major incidents.

Benefits

Achieve real-time visibility into crucial processes and accounts.

Act swiftly on issues, reducing financial or operational damage.

Support forward-thinking decision-making by spotting trends early.

Why It Matters

Effective internal audits and controls assurance go beyond just complying with regulations.

They fortify your organization against potential threats—internal or external — and ensure that daily operations run smoothly and efficiently.

By ingraining audit processes and strong controls into your day-to-day activities, you foster a culture of accountability, innovation, and continuous improvement.

The upshot? Your organization remains resilient, agile, and primed for sustained growth—even in the face of market disruptions.

Contact us

Schedule an introduction call with Jeffrey Bowley, CPA

Get in Touch